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Regulation NMS
Results: 1042

#	Item
681	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 to More Fully Incorporate Away Market Contra Side Liquidity in the Execution of New York Block Exchange Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-09 13:03:48 Investment Finance Economy of the United States Mathematical finance Self-regulatory organizations Order NYSE Arca New York Stock Exchange Regulation NMS Financial markets Financial economics Stock market
682	Exhibit 5 to File No. SR-NSX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-09 14:02:23 United States Securities and Exchange Commission Investment Finance Order Regulation NMS United States securities law Market maker 73rd United States Congress Uptick rule Stock market Financial economics Financial markets
683	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:10:16 Investment Stock market Finance Regulation NMS Market maker Securities Exchange Act Order Chicago Board Options Exchange London Stock Exchange United States Securities and Exchange Commission Financial markets Financial economics
684	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-29 12:03:16 Investment Business Finance NASDAQ Self-regulatory organizations Electronic communication network Inet Regulation NMS Consolidated Quotation System United States Securities and Exchange Commission Stock market Financial economics
685	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 31, 2008 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-04 15:35:34 Stock market Business United States Securities and Exchange Commission United States securities law Self-regulatory organizations Regulation NMS Financial Industry Regulatory Authority Securities Exchange Act Electronic communication network Financial economics Financial markets Investment
686	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-29 10:23:43 Economy of the United States Chicago Board Options Exchange Financial regulation Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
687	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-11 12:11:40 Regulation NMS Securities Exchange Act U.S. Securities and Exchange Commission International Securities Exchange Chicago Board Options Exchange NYSE Arca New York Stock Exchange United States Financial economics United States Securities and Exchange Commission Economy of the United States United States securities law
688	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 17, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Clarify the Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 06:04:07 United States Securities and Exchange Commission Finance United States securities law 73rd United States Congress Funds Securities Exchange Act NASDAQ Extended hours trading Regulation NMS Financial economics Investment Stock market
689	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 23, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-24 07:43:27 Financial regulation Economy of the United States Securities Exchange Act United States NASDAQ U.S. Securities and Exchange Commission Regulation NMS United States Securities and Exchange Commission United States securities law 73rd United States Congress
690	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 22, 2010 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Changes i Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-25 10:25:38 Economy of the United States New York Stock Exchange NYSE Arca Market data Regulation NMS Investment Securities Exchange Act NYSE Euronext United States Securities and Exchange Commission Financial markets Financial economics

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